Head of Compliance / 18 days ago

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Job Description:

We're Hiring: Head of Compliance (Forex Experience Required)

📍 Location: Business Bay, Dubai, UAE

🏢 Company: MoneyPlant FX Financial Consultation LLC

💼 Employment Type: Full-Time

MoneyPlant FX is seeking an experienced Head of Compliance to lead our Compliance function. This role is ideal for a highly motivated professional with extensive experience in the Forex brokerage industry and SCA (Securities and Commodities Authority – UAE) approval who can ensure regulatory compliance, strengthen internal controls, and foster a strong culture of compliance across the organization.

Requirments:

• Mandatory: SCA (Securities and Commodities Authority – UAE) Approved.
• Mandatory: Minimum 3+ years of Compliance experience in a Forex Brokerage, CFD, Capital Markets, or Financial Services company.
• Strong knowledge of SCA regulations, AML/CFT, KYC, sanctions screening, and brokerage compliance.
• Proven experience in developing and implementing compliance policies and regulatory frameworks.
• Excellent leadership, analytical, communication, and problem-solving skills.
• Professional certifications such as CAMS, ICA, or equivalent will be an added advantage.
• Immediate joiners will be preferred.

Responsibilities:

• Develop, implement, and oversee the company's compliance framework, policies, and procedures.
• Ensure compliance with SCA regulations, AML/CFT requirements, KYC standards, and internal policies.
• Lead the AML/KYC function, including Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and ongoing monitoring.
• Monitor regulatory developments and advise senior management on compliance obligations.
• Conduct compliance reviews, internal audits, and risk assessments.
• Prepare compliance reports for senior management and regulatory authorities.
• Investigate compliance issues and implement corrective actions where required.
• Deliver compliance training and promote a strong compliance culture across the organization.
• Collaborate with Operations, Risk, and Management to ensure regulatory adherence.

Skills

• SCA Regulatory Compliance
• AML/CFT & KYC
• Compliance Monitoring & Reporting
• Regulatory Audits
• Policy Development & Governance
• Sanctions Screening
• Investigation & Regulatory Reporting
• Leadership & Team Management
• Strong Communication & Analytical Skills